Professional Wealth Managementt

Home / Regulation

RSS

Regulation

From Regulation March 1, 2017

How regtech can help banks conquer compliance mountain

The years since the financial crisis have seen a massive expansion in regulation and a corresponding boom in the number of compliance officers. Could technology cut costs and lower the error count?

Fintech challenge 2 teaser
From Regulation November 25, 2016

Fintech start-ups take aim at banks' regulatory burden

The financial services industry is well aware of the need for it to improve its digital capabilities. The 3D Fintech Challenge 2016 showcased how start-up companies can provide some of the solutions it is seeking 

Ana Claver, Robeco
From Regulation June 22, 2016

Regulation and technology lead Madrid’s transformation

The Spanish capital’s financial landscape has been transformed in the last five years with consolidation in the banking sector and asset managers using the city as a springboard to Latin America

Joe Bannister, MFSA
From Regulation June 22, 2016

Malta’s growth challenged by custody conundrum

Increased regulatory costs have seen asset managers moving fund management operations to Malta, although global custodians tend to look elsewhere

Rahul Malhotra, JP Morgan Private Bank
From Regulation March 14, 2016

Ball now in boutiques’ court for Asian recruitment game

With the regulator’s radar firmly tuned towards big banks, smaller players are now able to offer their relationship managers much greater flexibility, making them much more appealing in the battle for talent

Hong Kong - Getty
From Regulation April 20, 2015

Fatca regulations threaten Hong Kong’s reputation

Hong Kong has experienced huge growth as an international wealth centre in recent years but by signing up to Fatca regulations it could be in for a bumpier ride 

From Regulation March 16, 2015

Portfolio shake-up follows Italy’s move to voluntary disclosure

Italy’s voluntary disclosure regulation is likely to bring clients’ properties and companies, as well as financial assets, to the attention of authorities. Private banks must be ready to act as guides through the process while advising how best to protect portfolios

Ask the experts logo
From Regulation January 12, 2015

Which regulations will impact private banking?

PWM spoke to three experts to try to determine how key regulations are likely to affect the wealth management sector 

Ulrich Hoeness
From Regulation October 22, 2014

Clients seek wealth managers' help to avoid red cards from regulators

Wealth managers must do more to guide clients through complex changes brought about by RDR and other regulations

Frédéric Pérard, BNP Paribas
From Regulation March 12, 2014

Uneven road ahead for Luxembourg’s global gateway

Luxembourg is expecting a surge in business as AIFMD takes hold, while emerging market institutions are increasingly active in the Duchy. But BNP Paribas’ Frédéric Pérard warns of clouds gathering on the horizon

Latest PWM video

    Does mixing assets such as equities, bonds and real estate provide the best formula for achieving both capital growth and a regular income stream and how has multi-asset investment evolved from the more primitive ‘balanced’ portfolio of the 1990s?

    Bitesize Global Asset Tracker

    From PWM Research March 20, 2017

    Allocators sense opportunities in Europe and Japan

    Respondents to PWM’s global asset tracker survey predict high growth in European, global and Japanese equities

    Chart 6 growth opps

    Join our community

               
     

    Global Private Banking Awards 2016

    By continuing to use this site you consent to the use of cookies on your device as described in our cookie policy unless you have disabled them. You can change your cookie settings at any time but parts of our site will not function correctly without them.